After several high-profile market disturbances, from the 2010 “flash crash” to the Knight Capital algorithmic meltdown in 2012, the SEC considered a new set...
Today, firms are dealing with three major issues: regulation, compliance and global economics. None of the three are friendly to brokers and trading firms,...
Fed tapering, a government shutdown and last minute debt-ceiling deal have rocked the bond market in recent weeks. John Lothian News’ editor-in-chief Jim Kharouf...